Compliance

Investable utilizes 3 main compliance tools, in order to ensure high ethical standards, integrity and relevant legal compliance for all users of the service.

These 3 functions consist of Account Verification, Compliance Disclaimer and Compliance Tracker. For further information see a summary of these features below.

1. Account Verification:

To promote transparent, professional and honest site communication, all Investable account users require confirmation of their identity before their accounts are activated. This includes either the creation of an account using an email from a recognised corporate entity or individual identity verification. This ensures accountability and confidence for all users of the Investable service.

2. Compliance Disclaimer:

To allow users to comply with the additional legal and compliance requirements of either their employers or operating jurisdiction, an individually customized Compliance Disclaimer can be attached to all Investment Ideas or Site Posts. Users can edit or amend their compliance disclaimers within the Account Preferences section of the site. The current disclaimer information is then automatically added to any new Investment Idea or Site Post.

3. Compliance Tracker:

For employers seeking to monitor the activity of their employees on the Investable service, a Compliance Tracker account can be requested. This is a read only account which allows the employer to track the Investable site activity of all registered users that have disclosed a specific employers name.

For further information or to request a Compliance Tracker account, please email support@investable.com or call 1300 501 173 (International dial +612 9966 0081).